The Market for Financial Advisor Misconduct
Financial advisors terminated for official misconduct often find work with another investment company. This index helps potential investors quantify risk by providing data about the percentage of advisors with a history of financial misconduct.
Access the Data
Created by Mark Egan of Harvard Business School, Gregor Matvos of the McCombs School of Business, and Amit Seru of Stanford Graduate School of Business, the Market for Financial Advisor Misconduct index ranks firms, counties, and states based on the percentage of advisors with misconduct disclosures. The data used to construct the rankings is available for download.